Sebi slaps Rs 20 lakh penalty on 2 persons in PlatinumCorp case
Market regulator Sebi has imposed a fine of Rs 20 lakh on two individuals for their involvement in fraudulent trade practices while dealing in shares of Platinum Corporation.
SEBI imposes fine of Rs 1.25 cr on PSTL CFO
Sebi imposed a fine of Rs 1.25 crore on R Shivagurunathan, VP of Finance & Accounts and Chief Financial Officer of PSTL for indulging in fraudulent and unfair trade practices.
ISSL brokers continue to face difficulty with new orders
These entities faced similar issues for almost two hours in early trades on Thursday...
NSE disables IL&FS Securities’ terminals over payment shortfall
The Supreme Court last month directed IL&FS Securities Services to approach the appropriate court in this matter.
SAT rejects Sebi’s ‘no jurisdiction’ plea, asks it to pass order
The trades were put on hold by the Supreme Court last week.
Sebi fines 3 entities Rs 19 lakh for manipulative trade in BSE stock options segment
The two firms, Hotel Polo Towers Pvt Ltd and Hollyfield Traders Pvt Ltd, have been fined Rs 5 lakh each.
IL&FS Securities faces Rs 380 cr hit on Allied dodgy deal
These contracts are due to expire on June 27.
Sebi slaps Rs 60 lakh fine on 12 entities for non-genuine trades in scrip of Tilak Finance
The entities have been fined for violating provisions of PFUTP norms.
Sebi fines 5 entities Rs 39 lakh for manipulative trade in BSE stock options segment
After observing large scale reversal of trades in stock options segment of the bourse, the Securities and Exchange Board of India (Sebi) conducted an investigation between April 2014 and September 2015.
Income tax dept conducts search operations on stock brokers, traders across country
The search or survey action has unravelled the entire modus-operandi which has been adopted by the share-brokers and traders to trade into the illiquid stock options in equity derivative segment and thereby generate artificial losses or profit by executing reversal trades in a very short span of time.
BSE stock options: Sebi slaps Rs 50 lakh penalty on broker for fraud
The firm is found to have violated PFUTP (Prohibition of Fraudulent and Unfair Trade Practices) regulations.
Illiquid options for money laundering: Crackdown may net a windfall
The regulatory probe involves over 9,000 entities including brokers, wealthy investors and promoters of several small companies.
BSE stock options: Sebi fines 4 entities Rs 64 lakh
The markets watchdog levied a fine of Rs 21 lakh on Nouvelle Advisory Services.
Sebi bans entity from securities market for 2 years
Sebi conducted an investigation in the scrip of the company between November 2011 and November 2014.
Sebi bars Golden Pariwar Holding and Developers, promoters from raising funds
Sebi has also ordered the entities not to dispose of any assets or divert any funds raised from public through mobilising funds.
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