Sebi penalises 12 individuals for fraudulent trading
The regulator levied a penalty of Rs 18 lakh on 12 individuals, which needs to be paid jointly and severally.
Sebi bans 102 entities from markets for fraudulent trading in Sulabh Engineers
The ban imposed by Sebi varies from one year to seven years, a...
Sebi imposes Rs 5 lakh fine on an entity for fraudulent trading activities
In February, the watchdog had restrained 39 entities from accessin...
Sebi slaps Rs 5 lakh fine on HSBC-DDP
HSBC-DDP failed to inform Sebi immediately, and there was a more than six-month delay in intimating the change of domicile of Pathway Finance, the regulator said in its order.
Sebi bars Global Securities, 12 others from capital markets for fraudulent trading
In both the patches of price rise and price fall, the individuals who were connected entities and directly or indirectly connected with the company, traded and contributed to the positive and negative increase in the scrip price, the regulator said.
Sebi slaps Rs 25 lakh fine on entity for fraudulent trading activities
During that period, Sebi observed that a total 2,91,643 trades comprising substantial 81.38 per cent of all the trades executed in stock options of the BSE were non-genuine trades.
Sebi imposes market ban on 7 entities in Kelvin Fincap case
Sebi noted that the company has filed various false and concocted documents before it to persist with its contention that the issue of shares was a private placement only.
Sebi slaps over Rs 14 lakh fine on entity for fraudulent trading activities
An investigation was conducted by the regulator for the period of April 1, 2014 to September 30, 2015 into the trading activities of certain entities in the illiquid stock options segment on the exchange.
Fraudulent trading: Sebi imposes Rs 1.20 cr fine on 16 individuals
A fine of Rs 10 lakh each has been imposed on eight individuals and Rs 5 lakh each on eight other individuals. Together, the penalty amounts to Rs 1.20 crore, according to an order.
Sebi slaps Rs 25 lakh fine on 5 persons for fraudulent trading
A penalty of Rs 5 lakh each has been levied on Devang Mukandray Patel, Sonal Devang Patel, Manishaben Maheshkumar Patel, Rajesh Kumar and Kishor Sharma.
Taurus AMC settles with Sebi, pays Rs 1.94 crore as settlement charges
The case relates to four schemes of Taurus AMC which had exposure in debt securities issued by Gautam Thapar-run paper maker Ballarpur Industries( BILT). The company defaulted on their payment obligation in February 2017.
Sebi fines Rs 10 lakh on Adamina Traders for fraudulent trading
Sebi had conducted an investigation into the trading activities in the shares of the Secunderabad Healthcare for the period between November 2011 and January 2015.
Sebi slaps a fine of Rs 1.55 crore on 2 entities for fraudulent trading activities
Sebi levied a fine of Rs 84 lakh and Rs 71 lakh on Ashlar Commodities Pvt Ltd and Ashlar Securities Pvt Ltd, respectively, in two separate orders.
Sebi levies Rs 15 lakh fine on three entities for fraudulent trading activities
The regulator has levied a fine of Rs 5 lakh each on B D Suppliers, Burlington Barter Pvt Ltd and Chunchun Ispat Pvt Ltd.
Sebi bans 26 entities from capital markets for 6 months for fraudulent trading
During the probe, Sebi found that the entities acted in a manipulative manner for increasing the price of the scrip of PSIT.