Sebi bans 3 persons from securities markets in front running case
Sebi's surveillance system had generated alerts for possible instances of front running by certain entities during May–August 2019.
Sebi bans 3 individuals for fraudulently acting as portfolio managers
While Raghu Raj Puri and Deeksha Puri face a ban of two years each, Shi...
Sebi levies Rs 37.6 lakh fine on 6 firms for fraudulent trading
Sebi noted that the firms violated the provisions of the PFUTP norms.
ICICI Securities shares rally nearly 5% after company settles case with Sebi
On the BSE, the stock opened at Rs 332.25 and gained 4.77 per cent to hit a high of Rs 345.75.
Sebi levies Rs 40 lakh fine on 8 entities for fraudulent trading in BSE's illiquid stock options
Upon observing large-scale reversal of trades in the stock options segment of the exchange, Sebi conducted a probe between April 2014 and September 2015.
ICICI Venture, 4 others pay over Rs 5.2 crore to settle case with Sebi
These entities were alleged to have violated Prohibition of Fraudulent and Unfair Trade Practices regulations.
Sebi imposes two-year ban on individual for fraudulent trading
Sethna executed trade with an aim to artificially raise the price of the scrip.
Sebi levies Rs 30 lakh fine on 4 firms for fraudulent trading
The firms have violated the provisions of the Prohibition of Fraudulent and Unfair Trade Practices norms, the orders noted.
Sebi levies Rs 22 lakh fine on 3 entities for fraudulent trade in illiquid stock options
The regulator imposed a fine of Rs 12.2 lakh on Excell Steel and Rs 5 lakh each on Gokul Financial Advisors and Universal Enterprises.
Sebi levies Rs 20.4 lakh fine on 4 firms for fraudulent trade in illiquid stock options
The orders follow a probe conducted by the regulator between April 2014 and September 2015.
HDFC MF front-running case: Sebi levies Rs 85 lakh fine on 7 entities
Front-running refers to an unethical practice by someone trading in shares on the basis of advance information given by a broker.
Sebi levies Rs 22 lakh fine on promoters of PM Telelinnks, 6 others for fraudulent share trading
Sebi noted that the individuals had caused artificial price rise in the scrip of the company.
Sebi slaps Rs 19 lakh fine on 2 entities for fraudulent trading
The entities facing penalty are - Akashganga Agencies Pvt Ltd and Ajeit PS Rajbans HUF.
Sebi levies Rs 28 lakh fine on 7 firms for fraudulent trading in Kailash Auto Finance scrip
Bholebaba Suppliers, Akriti Advisory, Sarvottam Advisory, Eversafe Promoters, Overall Vincom, Subhankar Exim and Supernova Advertising are the firms facing penalty.
GDR manipulation: Bhoruka Aluminium, its officials fined Rs 10.65 crore by Sebi
The entire GDR issue was subscribed by only one entity, Vintage FZE.
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